FCA Enforcement: Investigations into and Sanctions for Misconduct and Lack of Fitness and Propriety: A Practical Guide for Individuals and Firms - Peter Bibby - Books - LexisNexis - 9781474326384 - June 27, 2024
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Peter Bibby
FCA Enforcement: Investigations into and Sanctions for Misconduct and Lack of Fitness and Propriety: A Practical Guide for Individuals and Firms

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The enforcement powers of the Financial Conduct Authority (the FCA) are designed to deter non-compliance with regulatory requirements, encouraging good behaviour on the part of individuals working within the UK financial services industry and restricting the participation of those not fit and proper to work within the industry.

Media Books     Hardcover Book   (Book with hard spine and cover)
Released June 27, 2024
ISBN13 9781474326384
Publishers LexisNexis
Dimensions 166 × 256 × 24 mm   ·   568 g
Language English  

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